To some financial advisors, Dow 40k holds genuine significance, despite it being more of a psychological marker for investors than a true financial one.
'The wealth managers have been unbelievably supportive through all of this,' said Bryant Riley, the firm's chair and co-CEO.
'Our department’s Reg BI-related disciplinary actions have been increasing,' noted a senior Finra executive.
Previously managing $250M, the firm’s new addition in the West Coast has a nearly four-decade record that includes Merrill Lynch and Wells Fargo.
Alternative investments are going to continue to play a key role, even for the mass affluent market, says family office CEO.
InvestmentNews Awards 2024, Advisor of the Year (Midwest region): Travis Sholin, Keystone Financial Services.
Full rundown of all the finalists ahead of the inaugural InvestmentNews Awards on June 20.
InvestmentNews Awards 2024, Advisor of the Year (Regional - Southeast): Tom West, Signature Estate & Investment Advisors.
A bill in New York City, in addition to the new FTC rule, could be good news for restless advisors.
'The advisor wants to get out of the business at 65 or 70 but clients will live to be around till 90,' says one banker.
Federal Reserve’s hawkish policy on interest rates could be fueling the fire as well-heeled investors reap the benefits.
Lisa Shalett, chief investment officer for Morgan Stanley Wealth Management, sits down with InvestmentNews anchor Gregg Greenberg to discuss earnings growth in 2024, as well as volatility, valuations and opportunities in both US and foreign markets. Read More
David Musto, CEO of Ascensus, sits down with InvestmentNews anchor Gregg Greenberg to discuss the retirement savings gap in America and offers ideas for solving it. Read More
Neil Sutherland, portfolio manager at Schroders, sits down with InvestmentNews anchor Gregg Greenberg to discuss where the best opportunities are in the fixed income market and the "3D Reset" that is transforming the bond market. Read More
Kristin Hull, CEO of Nia Impact Capital, sits down with InvestmentNews anchor Gregg Greenberg to discuss the differences between impact and ESG investing, and why impact investing continues to grow in popularity among younger generations. Read More
Ross Riskin, chief learning officer at Investments & Wealth Institute, sits down with InvestmentNews anchor Gregg Greenberg to explain how financial advisors can expand their practices by investing in their own education. Read More
James Demmert, chief investment officer at Main Street Research, sits down with InvestmentNews anchor Gregg Greenberg to explain why he sees a super-cycle led by AI taking the Dow above 100K in the next 10 years. Read More
Venue: JW Marriott Chicago We invite women advisors and their allies to join us for the Women Advisor Summit, an event dedicated to the growth and success of women in the financial advice industry. Since 2015, InvestmentNews has created a unique forum where women advisors and those who support them can connect with each other and the latest ideas in practice management, career growth, and industry trends. You will return to your practice inspired with practical ideas, new tools and valuable connections with your peers and industry influencers. Get ready to enjoy a day of community, connection and even CE credits.
Following on from our popular goRIA series of podcasts, webinars, and interviews, our virtual summit will bring you all this expertise together into one convenient and accessible platform of unmissable content that will empower you with the knowledge, tools, and resources essential for taking the first steps and, ultimately, succeeding on your RIA journey.
Venue: 583 Park Avenue, New York Featuring a brand-new independent judging panel, exciting award categories for organizations and professionals alike, and a glamourous awards ceremony, this event is celebrating New York’s most outstanding leaders in the 5-star style they deserve.
Following on from our popular goRIA series of podcasts, webinars, and interviews, our virtual summit will bring you all this expertise together into one convenient and accessible platform of unmissable content that will empower you with the knowledge, tools, and resources essential for taking the first steps and, ultimately, succeeding on your RIA journey.
Lead the future of finance by mastering the art of engaging the new generation of advisors – join the free webinar